Yogen Babu Securities Private Ltd
YOGEN BABU SECURITIES PVT.LTD.is a SEBI registered member of NSE, BSE,& CDSL, started by group of professionals with prior experience in the Capital Market. It provides customized solutions for all questions related to Stock Market Investing.
At YOGEN BABU SECURITIES PVT.LTD. once we understand your investment objectives we will be able to offer sound and clear advice. This could be to construct a portfolio for capital growth, investment for income, or advising on unique lower risk investments. A detailed understanding and analysis of your needs, lifestyle objectives and your attitude to risk provide the basis from which we build our recommended investment portfolio.
At present YOGEN BABU SECURITIES PVT.LTD. is mainly engaged in Retail activities in NSE cash and F&O segments and the company is in the process of developing retail business in various cities across India.
The organization finds its strength in its team of young, talented and confident individuals. Qualified professionals carry out different functions under the able leadership of its Board of Directors. Our stringent employee selection process, focus on continuous training and adoption of best management practices drive our quest to achieving our Vision
Investors have enhanced their portfolio performance considerably with YOGEN BABU SECURITIES PVT.LTD. Research and Brokerage services which has resulted in an ever swelling client base.
At YOGEN BABU SECURITIES PVT.LTD we offer a comprehensive range of investment products and services for our customers
RISK DISCLOSURES ON DERIVATIVES
- 9 out of 10 individual traders in equity Futures and Options Segment, incurred net losses.
- on an average, loss makers registered net trading loss close to Rs.50000.
- Over and above the net trading losses incurred, loss makers expended an additional 28% of net trading losses as transaction costs.
- Those making net trading profits, incurred between 15% to 50% of such profits as transaction cost.
Source
| Stock Broker Name | Registration Number | Registered Address | Main Office (DP Office) | Contact Number | Email id |
| Yogen Babu Securities Private Limited | INZ000220334 | 12-A/4 New Sion CHS LTD, Sion (W), Mumbai-400022 | 301 Sagar Avenue, S.V. Road, Andheri (W), Mumbai 400058 | +91-22-24021168 | info@ybsl.in |
Flowchart_Demat Account Opening
Step-by-Step proceedures for opening an account
KMP Details
| Sr. No. | Name of the Individual | Designation | Mobile Number | Email Id |
| 1 | Alok Babu | Designated Director | +91 9870099953 | alok@ybsl.in |
| 2 | Hiten Shah | Designated Director | +91 9702999956 | hiten@ybsl.in |
| 3 | Kalpesh Damor | Compliance Officer (NSE & BSE) | +91 9702999943 | kalpesh@ybsl.in |
| 4 | Raghuvarma Madhuru | Compliance Officer (CDSL) | +91 7893539853 | raghu@ybsl.in |
Details of Authorised Persons (AP)
| Sr. No. | AP’s Name | AP Code (Exchange wise) | Constitut ion | Status | Registered Address | Terminal Details (Exchange Wise) | ||||
| (Approved/ Cancelled) | Add | City | State | Pin Code | Terminal Allotted (Y/N) | No. of Terminals | ||||
| 1 | Arti Doshi | 13452/AuthPerson/487530 | Individual | Approved | C/23 New Chandra CHSL, Off Veera Desai Road, Andheri (W) | Mumbai | Maharashtra | 400053 | No | NA |
| 2 | Leena Shah | 13452/AuthPerson/487519 | Individual | Approved | 155, Mangalam Building, 2nd Floor, F.No: A/B, Scheme No.6, Road No: 25, Jain Society, Sion (W) | Mumbai | Maharashtra | 400022 | No | NA |
| 3 | Mehul Patel | 13452/AuthPerson/417367 | Individual | Approved | 202,Gayatri Niwas, Bhagatsingh Road, Vile Parle (W) | Mumbai | Maharashtra | 400056 | No | NA |
| 4 | Sharmin Merchant | 13452/AuthPerson/459537 | Individual | Approved | B/1411 Pearl Heights CHS Limited, Off Yari Road, Versova, Andheri (W) | Mumbai | Maharashtra | 400061 | No | NA |
ATTENTION INVESTORS
Keep your records up-to-date
"To prevent unauthorised transactions in your accouunt, update your mobile numbers/email ids with your stock broker.Receive information on your transactions directly from Exchange on your mobile/email at the end of the day.Issued in the interest of Investors"
Subscribing to IPO?
"No need to issue cheques by investors while subscribing to IPO.Just write the bank account number and sign in the application form to authorize your bank to make payment in case of allotment.No worries for refund as the money remains in investor's account."
KYC Requirement
"KYC is one time exercise while dealing in securities markets- once KYC is done through a SEBI registered intermediary (broker,DP,Mutual Find etc.) you need not undergo the same process again when you approach another intermediary."
Register with SCORES
Filing of complaints on SCORES is easy & quick a. Register on SCORES portal. Mandatory details for filing complaints on SCORES: i. Name, PAN, Address, Mobile Number, Email ID. Avail benefits of Effective communication and speedy redressal of the grievances.
Revised Guidelines on Margin Collection
Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f September 1, 2020. Update your mobile number & E mail Id with your stock broker/depository participant and receive OTP directly from depository on your E Mail Id and/or mobile number to create pledge. Pay 20% upfront margin on the transaction value to trade in cash market segment. Investor may please refer to the Exchanges FAQs issued vide circular referane NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued time to time in this regard. Check your Securities/MF/Bonds in the consolidated account statement issued by NSDL/CDSL every month.
Advisory KYC
Advisory – KYC Compliance - All investors are requested to take note that 6 KYC attributes i.e. Name, PAN, Address, Mobile Number, Email id and Income Range have been made mandatory. Investors availing custodian services will be additionally required to update the custodian details. The last date to update KYC is on or before March 31, 2022. Thereafter non-compliant trading accounts will be blocked for trading by the Exchange. The non-compliant demat accounts will be frozen for debits by Depository Participant or Depository. On submission of the necessary information to the stockbroker and updation of the same by the stockbroker in the Exchange systems and approval by the Exchange, the blocked trading accounts shall be unblocked by the Exchange on T+1 trading day. The demat account shall be unfreezed once the investor submits the deficient KYC details and the same is captured by the depository participant in the depository system. To ensure smooth settlement of trades, the investors are requested to ensure that both the trading and demat accounts are compliant with respect to the KYC requirement. The investors are hereby requested to comply with the regulatory guidelines issued by Exchanges and Depositories from time to time with regard to KYC compliance and related requirements.
Precaution for Clients dealing in Options
Sharing of trading credentials – login id & passwords including OTPs. Trading in leveraged products like options without proper understanding, which could lead to losses. Writing/ selling options or trading in option strategies based on tips, without basic knowledge & understanding of the product and its risks. Dealing with unsolicited tips through WhatsApp, Telegram, YouTube, Facebook, SMS, calls, etc. Trading in “Options” based on recommendations from unauthorized/ unregistered investment advisors and influencers.
RISK MANAGEMENT POLICY